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TETON ADVISORS, LLC
CRD 105963File 801-47568
APPROVED
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$250.9M
Below cohort median (national)
Discretionary AUM
$250.9M
Clients
3
3 accounts
Employees
5
Bottom 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 6, 1994
- Principal office
- 189 MASON STREET, GREENWICH, CT, 06830
- Phone
- 914-457-1070
- Website
- HTTP://WWW.TETONADV.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $250.9M
- Discretionary AUM
- $250.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3
- Non-discretionary accounts
- 0
- Total accounts
- 3
- AUM per client
- $83.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $250.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 10 | 5 | decreased by5 |
| Apr 1, 2026 | Clients | 18 | 3 | decreased by15 |
| Apr 1, 2026 | AUM | $330,136,437 | $250,932,400 | decreased by$79,204,037 |
| Apr 1, 2026 | Accounts | 18 | 3 | decreased by15 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 10 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4 | 18 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $868,584,986 | $330,136,437 | decreased by$538,448,549 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4 | 18 | increased by14 |
| Feb 1, 2022 | Clients | 6 | 4 | decreased by2 |
| Feb 1, 2022 | AUM | $931,528,345 | $868,584,986 | decreased by$62,943,359 |
| Feb 1, 2022 | Accounts | 6 | 4 | decreased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TETON ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TETON ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.