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VANGUARD GROUP INC
Legal name: THE VANGUARD GROUP, INC.
CRD 105958File 801-11953
APPROVED
Disclosure events
Filing as of Jul 17, 2026
Feed vintage Aug 12, 2026
Regulatory AUM
$11.09T
Top 10% of cohort (national)
Discretionary AUM
$11.09T
Clients
228
228 accounts
Employees
1,702
Top 10% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Aug 23, 1976
- Principal office
- 100 VANGUARD BLVD, MALVERN, PA, 19355
- Phone
- 610-669-1000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $11.09T
- Discretionary AUM
- $11.09T
- Non-discretionary AUM
- $0
- Discretionary accounts
- 228
- Non-discretionary accounts
- 0
- Total accounts
- 228
- AUM per client
- $48.65B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 228 | $11.09T |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ALLOCATED SHARE OF VANGUARD'S TOTAL COST OF OPERATIONS
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Publication of periodicals or newsletters
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Not reported
- Firm Custody Clients
- Not reported
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Not reported
- Related Person Custody Clients
- Not reported
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- 11.C(2) SEC/CFTC: found to have been involved in a violation of regulations
- 11.C(4) SEC/CFTC: entered an order against the firm
- 11.C(5) SEC/CFTC: imposed a civil money penalty or ordered cease and desist
- 11.D(2) Other regulator: found a violation of investment-related regulations
- 11.D(4) Other regulator: denied, suspended or revoked a registration or licence
- 11.E(2) SRO: found a violation of its rules
- 11.H(1)(b) Domestic civil proceeding: found a violation of investment-related statutes
- 11.H(1)(c) Domestic civil proceeding: dismissed pursuant to a settlement agreement
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.