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VANTAGE FINANCIAL GROUP, INC.
CRD 105950File 801-33485
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$866.9M
Above cohort median (national)
Discretionary AUM
$713.4M
Non-discretionary $153.5M
Clients
2,521
2,521 accounts
Employees
60
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 16, 1988
- Principal office
- 6200 ROCKSIDE ROAD, CLEVELAND, OH, 44131
- Phone
- 216-642-7878
- Website
- HTTP://WWW.VANFIN.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $866.9M
- Discretionary AUM
- $713.4M
- Non-discretionary AUM
- $153.5M
- Discretionary accounts
- 2,090
- Non-discretionary accounts
- 431
- Total accounts
- 2,521
- AUM per client
- $344K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $22.0M |
| Charitable organizations | 15 | $16.4M |
| High net worth individuals | 818 | $507.7M |
| Pension and profit sharing plans | Fewer than 5 | $9.6M |
| Individuals (other than high net worth individuals) | 1,664 | $311.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 61 | 60 | decreased by1 |
| Apr 1, 2026 | Clients | 2,546 | 2,521 | decreased by25 |
| Apr 1, 2026 | AUM | $793,502,265 | $866,856,459 | increased by$73,354,194 |
| Apr 1, 2026 | Accounts | 2,546 | 2,521 | decreased by25 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 57 | 61 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,642 | 2,546 | decreased by96 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $772,865,255 | $793,502,265 | increased by$20,637,010 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,642 | 2,546 | decreased by96 |
| May 1, 2022 | Employees | 65 | 57 | decreased by8 |
| May 1, 2022 | Clients | 2,354 | 2,642 | increased by288 |
| May 1, 2022 | AUM | $645,817,290 | $772,865,255 | increased by$127,047,965 |
| May 1, 2022 | Accounts | 2,354 | 2,642 | increased by288 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VANTAGE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VANTAGE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.