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LEE FINANCIAL COMPANY, LLC
CRD 105910File 801-10722
APPROVED
Retail clients
Custody
Filing as of Jul 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.68B
Top 25% of cohort (national)
Discretionary AUM
$1.65B
Non-discretionary $30.5M
Clients
443
1,745 accounts
Employees
39
Top 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 26, 1975
- Principal office
- 8350 N. CENTRAL EXPRESSWAY, SUITE 1800, DALLAS, TX, 75206
- Phone
- 972-960-1001
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.68B
- Discretionary AUM
- $1.65B
- Non-discretionary AUM
- $30.5M
- Discretionary accounts
- 1,699
- Non-discretionary accounts
- 46
- Total accounts
- 1,745
- AUM per client
- $3.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $6.2M |
| High net worth individuals | 220 | $1.47B |
| Pooled investment vehicles | 4 | $15.2M |
| Pension and profit sharing plans | 11 | $30.1M |
| Individuals (other than high net worth individuals) | 208 | $158.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.