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KLINGENSTEIN FIELDS ADVISORS
Legal name: KLINGENSTEIN, FIELDS & CO., L.P.
CRD 105907File 801-33347
APPROVED
Retail clients
Custody
Filing as of Jul 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.70B
Top 25% of cohort (national)
Discretionary AUM
$3.97B
Non-discretionary $731.8M
Clients
1,309
1,309 accounts
Employees
39
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 16, 1988
- Principal office
- 125 PARK AVENUE, SUITE 320, NEW YORK, NY, 10017-5529
- Phone
- 212-492-7000
- Website
- HTTP://WWW.KLINGENSTEIN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.70B
- Discretionary AUM
- $3.97B
- Non-discretionary AUM
- $731.8M
- Discretionary accounts
- 1,287
- Non-discretionary accounts
- 22
- Total accounts
- 1,309
- AUM per client
- $3.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 17 | $109.8M |
| Charitable organizations | 41 | $445.5M |
| High net worth individuals | 977 | $3.90B |
| Pooled investment vehicles | 12 | $171.5M |
| Pension and profit sharing plans | Fewer than 5 | $2.0M |
| Individuals (other than high net worth individuals) | 260 | $66.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 40 | 39 | decreased by1 |
| Apr 1, 2026 | Clients | 1,267 | 1,309 | increased by42 |
| Apr 1, 2026 | AUM | $4,737,298,353 | $4,698,833,301 | decreased by$38,465,052 |
| Apr 1, 2026 | Accounts | 1,267 | 1,309 | increased by42 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 39 | 40 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,202 | 1,267 | increased by65 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,227,439,916 | $4,737,298,353 | decreased by$490,141,563 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,204 | 1,267 | increased by63 |
| Apr 1, 2022 | Employees | 43 | 39 | decreased by4 |
| Apr 1, 2022 | Clients | 1,205 | 1,202 | decreased by3 |
| Apr 1, 2022 | AUM | $4,521,836,611 | $5,227,439,916 | increased by$705,603,305 |
| Apr 1, 2022 | Accounts | 1,208 | 1,204 | decreased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KLINGENSTEIN FIELDS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KLINGENSTEIN FIELDS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.