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THOR WEALTH MANAGEMENT INC
Legal name: THOR INVESTMENT MANAGEMENT INC
CRD 105902File 801-40745
APPROVED
Retail clients
Custody
Filing as of May 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$678.7M
Above cohort median (national)
Discretionary AUM
$678.7M
Clients
493
1,691 accounts
Employees
15
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 13, 1992
- Principal office
- 7346 BEECHMONT AVE., CINCINNATI, OH, 45230
- Phone
- 513-271-6777
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $678.7M
- Discretionary AUM
- $678.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,691
- Non-discretionary accounts
- 0
- Total accounts
- 1,691
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.6M |
| Charitable organizations | Fewer than 5 | $1.1M |
| High net worth individuals | 175 | $504.4M |
| Pension and profit sharing plans | 14 | $27.5M |
| Individuals (other than high net worth individuals) | 304 | $144.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 13 | 15 | increased by2 |
| Feb 1, 2026 | Clients | 488 | 493 | increased by5 |
| Feb 1, 2026 | AUM | $557,747,690 | $678,708,777 | increased by$120,961,087 |
| Feb 1, 2026 | Accounts | 1,610 | 1,691 | increased by81 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 13 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 443 | 488 | increased by45 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $414,893,761 | $557,747,690 | increased by$142,853,929 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,325 | 1,610 | increased by285 |
| Mar 1, 2022 | Clients | 430 | 443 | increased by13 |
| Mar 1, 2022 | AUM | $359,717,964 | $414,893,761 | increased by$55,175,797 |
| Mar 1, 2022 | Accounts | 1,292 | 1,325 | increased by33 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “THOR WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“THOR WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.