NEW ENGLAND ASSET MANAGEMENT, INC.

CRD 105900File 801-22445

APPROVED

Filing as of Mar 31, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$111.72B

Top 10% of cohort (national)

Discretionary AUM

$87.31B

Non-discretionary $24.41B

Clients

145

1,001 accounts

Employees

122

Top 10% of cohort in CT

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Oct 24, 1984
Principal office: 74 BATTERSON PARK RD., POND VIEW CORPORATE CENTER, FARMINGTON, CT, 06032
Phone: 860-676-8722
Website: https://neamgroup.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $111.72B
Discretionary AUM: $87.31B
Non-discretionary AUM: $24.41B
Discretionary accounts: 798
Non-discretionary accounts: 203
Total accounts: 1,001
AUM per client: $770.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Insurance companies	128	$96.38B
High net worth individuals	Fewer than 5	$41.3M
Pooled investment vehicles	3	$51.6M
Pension and profit sharing plans	Fewer than 5	$12.3M
State or municipal government entities	14	$15.23B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Publications
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Clients	139	145	increased by6
Apr 1, 2026	AUM	$103,192,772,705	$111,718,023,582	increased by$8,525,250,877
Apr 1, 2026	Accounts	943	1,001	increased by58
May 1, 2025 vs Oct 1, 2022	Employees	98	122	increased by24
May 1, 2025 vs Oct 1, 2022	Clients	113	139	increased by26
May 1, 2025 vs Oct 1, 2022	AUM	$97,562,570,620	$103,192,772,705	increased by$5,630,202,085
May 1, 2025 vs Oct 1, 2022	Accounts	797	943	increased by146
Apr 1, 2022	Clients	111	113	increased by2
Apr 1, 2022	AUM	$90,129,242,925	$97,562,570,620	increased by$7,433,327,695
Apr 1, 2022	Accounts	773	797	increased by24
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “NEW ENGLAND” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NEW ENGLAND” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.