NEW ENGLAND ASSET MANAGEMENT, INC.

CRD 105900File 801-22445

APPROVED

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$111.72B

Top 10% of cohort (national)

Discretionary AUM

$87.31B

Non-discretionary $24.41B

Clients

145

1,001 accounts

Employees

122

Top 10% of cohort in CT

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Oct 24, 1984
Principal office: 74 BATTERSON PARK RD., POND VIEW CORPORATE CENTER, FARMINGTON, CT, 06032
Phone: 860-676-8722
Website: https://www.linkedin.com/company/new_england_asset_management/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $111.72B
Discretionary AUM: $87.31B
Non-discretionary AUM: $24.41B
Discretionary accounts: 798
Non-discretionary accounts: 203
Total accounts: 1,001
AUM per client: $770.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Insurance companies	128	$96.38B
High net worth individuals	Fewer than 5	$41.3M
Pooled investment vehicles	3	$51.6M
Pension and profit sharing plans	Fewer than 5	$12.3M
State or municipal government entities	14	$15.23B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Publications
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.