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OPTIMUM FINANCIAL SERVICES, LLC
CRD 105878File 801-38310
APPROVED
Retail clients
Custody
Filing as of Feb 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$300.2M
Below cohort median (national)
Discretionary AUM
$300.0M
Non-discretionary $204K
Clients
242
486 accounts
Employees
4
Below cohort median in MS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Feb 22, 1991
- Principal office
- 1817 CRANE RIDGE DRIVE, SUITE 200, JACKSON, MS, 39216-4902
- Phone
- 601-981-5900
- Website
- http://www.ofspm.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $300.2M
- Discretionary AUM
- $300.0M
- Non-discretionary AUM
- $204K
- Discretionary accounts
- 485
- Non-discretionary accounts
- 1
- Total accounts
- 486
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $5.5M |
| High net worth individuals | 42 | $242.4M |
| Pension and profit sharing plans | 6 | $9.4M |
| Individuals (other than high net worth individuals) | 194 | $43.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 232 | 242 | increased by10 |
| Mar 1, 2026 | AUM | $269,319,188 | $300,193,261 | increased by$30,874,073 |
| Mar 1, 2026 | Accounts | 469 | 486 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 215 | 232 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $268,701,792 | $269,319,188 | increased by$617,396 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 526 | 469 | decreased by57 |
| Mar 1, 2022 | Clients | 234 | 215 | decreased by19 |
| Mar 1, 2022 | AUM | $258,819,044 | $268,701,792 | increased by$9,882,748 |
| Mar 1, 2022 | Accounts | 535 | 526 | decreased by9 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OPTIMUM FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OPTIMUM FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.