OPTIMUM FINANCIAL SERVICES, LLC

CRD 105878File 801-38310

APPROVED

Retail clients

Custody

Filing as of Feb 9, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$300.2M

Below cohort median (national)

Discretionary AUM

$300.0M

Non-discretionary $204K

Clients

242

486 accounts

Employees

Below cohort median in MS

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Feb 22, 1991
Principal office: 1817 CRANE RIDGE DRIVE, SUITE 200, JACKSON, MS, 39216-4902
Phone: 601-981-5900
Website: https://www.linkedin.com/company/optimum-financial-services-llc/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $300.2M
Discretionary AUM: $300.0M
Non-discretionary AUM: $204K
Discretionary accounts: 485
Non-discretionary accounts: 1
Total accounts: 486
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$5.5M
High net worth individuals	42	$242.4M
Pension and profit sharing plans	6	$9.4M
Individuals (other than high net worth individuals)	194	$43.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.