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YOUNG RICHARD C & CO LTD
CRD 105866File 801-35765
APPROVED
Retail clients
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.80B
Top 25% of cohort (national)
Discretionary AUM
$1.80B
Clients
813
2,042 accounts
Employees
14
Top 25% of cohort in RI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jan 3, 1990
- Principal office
- 98 WILLIAM STREET, NEWPORT, RI, 02840
- Phone
- 401-849-2137
- Website
- https://youngresearch.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.80B
- Discretionary AUM
- $1.80B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,042
- Non-discretionary accounts
- 0
- Total accounts
- 2,042
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $13.7M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 505 | $1.62B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 8 | $22.4M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 293 | $147.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2026 | Clients | 797 | 813 | increased by16 |
| Apr 1, 2026 | AUM | $1,562,885,060 | $1,801,392,887 | increased by$238,507,827 |
| Apr 1, 2026 | Accounts | 2,036 | 2,042 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 759 | 797 | increased by38 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,432,008,099 | $1,562,885,060 | increased by$130,876,961 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,881 | 2,036 | increased by155 |
| Apr 1, 2022 | Clients | 701 | 759 | increased by58 |
| Apr 1, 2022 | AUM | $1,294,487,306 | $1,432,008,099 | increased by$137,520,793 |
| Apr 1, 2022 | Accounts | 1,716 | 1,881 | increased by165 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “YOUNG RICHARD” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“YOUNG RICHARD” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.