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KENNEDY CAPITAL MANAGEMENT
Legal name: KENNEDY CAPITAL MANAGEMENT LLC
CRD 105834File 801-15323
APPROVED
Retail clients
Filing as of May 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.02B
Top 25% of cohort (national)
Discretionary AUM
$4.88B
Non-discretionary $136.0M
Clients
197
213 accounts
Employees
43
Top 25% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 17, 1980
- Principal office
- 10829 OLIVE BLVD, ST LOUIS, MO, 63141-7739
- Phone
- 314-432-0400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.02B
- Discretionary AUM
- $4.88B
- Non-discretionary AUM
- $136.0M
- Discretionary accounts
- 207
- Non-discretionary accounts
- 6
- Total accounts
- 213
- AUM per client
- $25.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 26 | $376.5M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Investment companies | 7 | $269.4M |
| Charitable organizations | 18 | $472.6M |
| Other investment advisers | 7 | $299.4M |
| High net worth individuals | 92 | $120.1M |
| Pooled investment vehicles | 11 | $1.62B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 9 | $280.0M |
| State or municipal government entities | 23 | $1.57B |
| Individuals (other than high net worth individuals) | Fewer than 5 | $2.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 213 | 197 | decreased by16 |
| Apr 1, 2026 | Employees | 46 | 43 | decreased by3 |
| Apr 1, 2026 | Clients | 206 | 213 | increased by7 |
| Apr 1, 2026 | AUM | $4,885,270,151 | $5,019,213,881 | increased by$133,943,730 |
| Apr 1, 2026 | Accounts | 206 | 213 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 47 | 46 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 177 | 206 | increased by29 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,924,492,902 | $4,885,270,151 | decreased by$39,222,751 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 177 | 206 | increased by29 |
| Apr 1, 2022 | Employees | 52 | 47 | decreased by5 |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | Clients | 198 | 177 | decreased by21 |
| Apr 1, 2022 | AUM | $4,568,329,807 | $4,924,492,902 | increased by$356,163,095 |
| Apr 1, 2022 | Accounts | 198 | 177 | decreased by21 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KENNEDY CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KENNEDY CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.