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SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC
CRD 105820File 801-15834
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$150.40B
Top 10% of cohort (national)
Discretionary AUM
$148.94B
Non-discretionary $1.45B
Clients
426
426 accounts
Employees
254
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 31, 1980
- Principal office
- 7 BRYANT PARK, 19TH FLOOR, NEW YORK, NY, 10018
- Phone
- 212-641-3800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $150.40B
- Discretionary AUM
- $148.94B
- Non-discretionary AUM
- $1.45B
- Discretionary accounts
- 422
- Non-discretionary accounts
- 4
- Total accounts
- 426
- AUM per client
- $353.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $2.09B |
| Non-U.S. persons | 10 | $1.97B |
| Insurance companies | 42 | $7.01B |
| Investment companies | 183 | $95.40B |
| Charitable organizations | 10 | $928.3M |
| Other investment advisers | 8 | $1.83B |
| High net worth individuals | 31 | $714.8M |
| Pooled investment vehicles | 47 | $14.64B |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 52 | $11.20B |
| State or municipal government entities | 33 | $14.61B |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 299 | 254 | decreased by45 |
| Apr 1, 2026 | Clients | 361 | 426 | increased by65 |
| Apr 1, 2026 | AUM | $138,624,838,407 | $150,396,703,621 | increased by$11,771,865,214 |
| Apr 1, 2026 | Accounts | 361 | 426 | increased by65 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 305 | 299 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 407 | 361 | decreased by46 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $173,373,000,000 | $138,624,838,407 | decreased by$34,748,161,593 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 407 | 361 | decreased by46 |
| Apr 1, 2022 | Employees | 304 | 305 | increased by1 |
| Apr 1, 2022 | Clients | 493 | 407 | decreased by86 |
| Apr 1, 2022 | AUM | $153,703,000,000 | $173,373,000,000 | increased by$19,670,000,000 |
| Apr 1, 2022 | Accounts | 493 | 407 | decreased by86 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SCHRODER INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SCHRODER INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.