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NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD 105780File 801-33358
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 15, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.25T
Top 10% of cohort (national)
Discretionary AUM
$1.25T
Clients
41,027
41,027 accounts
Employees
662
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 25, 1988
- Principal office
- 50 S LASALLE STREET, CHICAGO, IL, 60603-1008
- Phone
- 312-630-6000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.25T
- Discretionary AUM
- $1.25T
- Non-discretionary AUM
- $0
- Discretionary accounts
- 41,027
- Non-discretionary accounts
- 0
- Total accounts
- 41,027
- AUM per client
- $30.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3,627 | $111.90B |
| Non-U.S. persons | 29 | $30.32B |
| Insurance companies | 75 | $46.34B |
| Investment companies | 104 | $294.53B |
| Charitable organizations | 1,347 | $38.86B |
| High net worth individuals | 15,055 | $94.55B |
| Pooled investment vehicles | 237 | $509.36B |
| Pension and profit sharing plans | 330 | $110.58B |
| Individuals (other than high net worth individuals) | 20,223 | $8.81B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — TRANSITION MANAGEMENT SERVICE FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.