← Directory
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD 105780File 801-33358
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.2T
Top 10% of cohort (national)
Discretionary AUM
$1.2T
Clients
41,027
41,027 accounts
Employees
662
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 25, 1988
- Principal office
- 50 S LASALLE STREET, CHICAGO, IL, 60603-1008
- Phone
- 312-630-6000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.2T
- Discretionary AUM
- $1.2T
- Non-discretionary AUM
- $0
- Discretionary accounts
- 41,027
- Non-discretionary accounts
- 0
- Total accounts
- 41,027
- AUM per client
- $30.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3,627 | $111.90B |
| Non-U.S. persons | 29 | $30.32B |
| Insurance companies | 75 | $46.34B |
| Investment companies | 104 | $294.53B |
| Charitable organizations | 1,347 | $38.86B |
| High net worth individuals | 15,055 | $94.55B |
| Pooled investment vehicles | 237 | $509.36B |
| Pension and profit sharing plans | 330 | $110.58B |
| Individuals (other than high net worth individuals) | 20,223 | $8.81B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — TRANSITION MANAGEMENT SERVICE FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 674 | 662 | decreased by12 |
| Apr 1, 2026 | Clients | 41,475 | 41,027 | decreased by448 |
| Apr 1, 2026 | AUM | $1,114,770,223,733 | $1,245,248,223,540 | increased by$130,477,999,807 |
| Apr 1, 2026 | Accounts | 41,475 | 41,027 | decreased by448 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 550 | 674 | increased by124 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 41,517 | 41,475 | decreased by42 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,183,120,392,585 | $1,114,770,223,733 | decreased by$68,350,168,852 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 41,517 | 41,475 | decreased by42 |
| Apr 1, 2022 | Employees | 615 | 550 | decreased by65 |
| Apr 1, 2022 | Clients | 37,320 | 41,517 | increased by4,197 |
| Apr 1, 2022 | AUM | $1,026,522,462,807 | $1,183,120,392,585 | increased by$156,597,929,778 |
| Apr 1, 2022 | Accounts | 37,320 | 41,517 | increased by4,197 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NORTHERN TRUST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NORTHERN TRUST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.