CARLSON INVESTMENTS

Legal name: DL CARLSON INVESTMENT GROUP INC.

CRD 105729File 801-34606

APPROVED

Retail clients

Filing as of Mar 13, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$735.5M

Above cohort median (national)

Discretionary AUM

$735.5M

Clients

360

893 accounts

Employees

Top 25% of cohort in NH

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Jun 12, 1989
Principal office: TWO CAPITAL PLAZA, SUITE 404, CONCORD, NH, 03301
Phone: 603-224-5977
Website: HTTP://WWW.CARLSONINVEST.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $735.5M
Discretionary AUM: $735.5M
Non-discretionary AUM: $0
Discretionary accounts: 893
Non-discretionary accounts: 0
Total accounts: 893
AUM per client: $2.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$405K
Charitable organizations	Fewer than 5	$6.6M
High net worth individuals	107	$417.3M
Pension and profit sharing plans	Fewer than 5	$189.8M
Individuals (other than high net worth individuals)	243	$121.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.