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CARLSON INVESTMENTS
Legal name: DL CARLSON INVESTMENT GROUP INC.
CRD 105729File 801-34606
APPROVED
Retail clients
Filing as of Aug 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$735.5M
Above cohort median (national)
Discretionary AUM
$735.5M
Clients
360
893 accounts
Employees
14
Top 25% of cohort in NH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 12, 1989
- Principal office
- TWO CAPITAL PLAZA, SUITE 404, CONCORD, NH, 03301
- Phone
- 603-224-5977
- Website
- HTTP://WWW.CARLSONINVEST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $735.5M
- Discretionary AUM
- $735.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 893
- Non-discretionary accounts
- 0
- Total accounts
- 893
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $405K |
| Charitable organizations | Fewer than 5 | $6.6M |
| High net worth individuals | 107 | $417.3M |
| Pension and profit sharing plans | Fewer than 5 | $189.8M |
| Individuals (other than high net worth individuals) | 243 | $121.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 12 | 14 | increased by2 |
| Apr 1, 2026 | Clients | 369 | 360 | decreased by9 |
| Apr 1, 2026 | AUM | $694,630,096 | $735,526,470 | increased by$40,896,374 |
| Apr 1, 2026 | Accounts | 901 | 893 | decreased by8 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $698,436,517 | $694,630,096 | decreased by$3,806,421 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 903 | 901 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 12 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 301 | 369 | increased by68 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $825,042,553 | $698,436,517 | decreased by$126,606,036 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 763 | 903 | increased by140 |
| Apr 1, 2022 | Employees | 12 | 13 | increased by1 |
| Apr 1, 2022 | Clients | 299 | 301 | increased by2 |
| Apr 1, 2022 | AUM | $738,348,177 | $825,042,553 | increased by$86,694,376 |
| Apr 1, 2022 | Accounts | 719 | 763 | increased by44 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CARLSON INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CARLSON INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.