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BROOKS, MOORE & ASSOCIATES, INC.
CRD 105716File 801-26708
APPROVED
Retail clients
Filing as of Mar 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$348.9M
Below cohort median (national)
Discretionary AUM
$342.4M
Non-discretionary $6.4M
Clients
177
348 accounts
Employees
5
Below cohort median in TN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 10, 1986
- Principal office
- 3905 SAINT ELMO AVENUE, CHATTANOOGA, TN, 37409-1239
- Phone
- 423-756-8628
- Website
- HTTPS://WWW.BROOKSMOORE.NET
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $348.9M
- Discretionary AUM
- $342.4M
- Non-discretionary AUM
- $6.4M
- Discretionary accounts
- 346
- Non-discretionary accounts
- 2
- Total accounts
- 348
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $35.0M |
| Charitable organizations | Fewer than 5 | $7.3M |
| High net worth individuals | 95 | $282.3M |
| Individuals (other than high net worth individuals) | 70 | $24.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.