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BROOKS, MOORE & ASSOCIATES, INC.
CRD 105716File 801-26708
APPROVED
Retail clients
Filing as of Mar 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$348.9M
Below cohort median (national)
Discretionary AUM
$342.4M
Non-discretionary $6.4M
Clients
177
348 accounts
Employees
5
Below cohort median in TN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 10, 1986
- Principal office
- 3905 SAINT ELMO AVENUE, CHATTANOOGA, TN, 37409-1239
- Phone
- 423-756-8628
- Website
- HTTPS://WWW.BROOKSMOORE.NET
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $348.9M
- Discretionary AUM
- $342.4M
- Non-discretionary AUM
- $6.4M
- Discretionary accounts
- 346
- Non-discretionary accounts
- 2
- Total accounts
- 348
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $35.0M |
| Charitable organizations | Fewer than 5 | $7.3M |
| High net worth individuals | 95 | $282.3M |
| Individuals (other than high net worth individuals) | 70 | $24.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2026 | Clients | 176 | 177 | increased by1 |
| Apr 1, 2026 | AUM | $314,335,660 | $348,861,070 | increased by$34,525,410 |
| Apr 1, 2026 | Accounts | 337 | 348 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 153 | 176 | increased by23 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $296,418,951 | $314,335,660 | increased by$17,916,709 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 279 | 337 | increased by58 |
| Apr 1, 2022 | Clients | 138 | 153 | increased by15 |
| Apr 1, 2022 | AUM | $263,766,751 | $296,418,951 | increased by$32,652,200 |
| Apr 1, 2022 | Accounts | 273 | 279 | increased by6 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BROOKS MOORE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BROOKS MOORE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.