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TOCQUEVILLE ASSET MANAGEMENT LP
CRD 105690File 801-36209
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$10.24B
Top 10% of cohort (national)
Discretionary AUM
$9.32B
Non-discretionary $922.9M
Clients
1,270
2,314 accounts
Employees
73
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 27, 1990
- Principal office
- 40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY, 10019
- Phone
- 212-698-0800
- Website
- HTTP://WWW.TOCQUEVILLE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.24B
- Discretionary AUM
- $9.32B
- Non-discretionary AUM
- $922.9M
- Discretionary accounts
- 2,193
- Non-discretionary accounts
- 121
- Total accounts
- 2,314
- AUM per client
- $8.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 26 | $279.6M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | 5 | $181.5M |
| Investment companies | 3 | $956.2M |
| Charitable organizations | 42 | $1.18B |
| Other investment advisers | 6 | $774.9M |
| High net worth individuals | 741 | $5.67B |
| Pooled investment vehicles | 8 | $254.3M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 15 | $599.7M |
| State or municipal government entities | 6 | $290.9M |
| Individuals (other than high net worth individuals) | 418 | $53.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 77 | 73 | decreased by4 |
| Apr 1, 2026 | Clients | 1,344 | 1,270 | decreased by74 |
| Apr 1, 2026 | AUM | $9,660,385,107 | $10,239,765,232 | increased by$579,380,125 |
| Apr 1, 2026 | Accounts | 2,440 | 2,314 | decreased by126 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 70 | 77 | increased by7 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 1,318 | 1,344 | increased by26 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $9,360,513,418 | $9,660,385,107 | increased by$299,871,689 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 2,395 | 2,440 | increased by45 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 80 | 70 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,929 | 1,318 | decreased by611 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $9,640,827,748 | $9,360,513,418 | decreased by$280,314,330 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,501 | 2,395 | decreased by106 |
| Apr 1, 2022 | Employees | 81 | 80 | decreased by1 |
| Apr 1, 2022 | Clients | 1,899 | 1,929 | increased by30 |
| Apr 1, 2022 | AUM | $9,074,092,136 | $9,640,827,748 | increased by$566,735,612 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TOCQUEVILLE ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TOCQUEVILLE ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.