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TOCQUEVILLE ASSET MANAGEMENT LP
CRD 105690File 801-36209
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$10.24B
Top 10% of cohort (national)
Discretionary AUM
$9.32B
Non-discretionary $922.9M
Clients
1,270
2,314 accounts
Employees
73
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 27, 1990
- Principal office
- 40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY, 10019
- Phone
- 212-698-0800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.24B
- Discretionary AUM
- $9.32B
- Non-discretionary AUM
- $922.9M
- Discretionary accounts
- 2,193
- Non-discretionary accounts
- 121
- Total accounts
- 2,314
- AUM per client
- $8.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 26 | $279.6M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | 5 | $181.5M |
| Investment companies | 3 | $956.2M |
| Charitable organizations | 42 | $1.18B |
| Other investment advisers | 6 | $774.9M |
| High net worth individuals | 741 | $5.67B |
| Pooled investment vehicles | 8 | $254.3M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 15 | $599.7M |
| State or municipal government entities | 6 | $290.9M |
| Individuals (other than high net worth individuals) | 418 | $53.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.