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HSBC GLOBAL ASSET MANAGEMENT (USA) INC.
CRD 105686File 801-25999
APPROVED
Custody
Disclosure events
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$156.56B
Top 10% of cohort (national)
Discretionary AUM
$149.15B
Non-discretionary $7.41B
Clients
95
95 accounts
Employees
100
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 20, 1985
- Principal office
- 66 HUDSON BOULEVARD, FLOOR 29, NEW YORK, NY, 10001
- Phone
- 212-525-4107
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $156.56B
- Discretionary AUM
- $149.15B
- Non-discretionary AUM
- $7.41B
- Discretionary accounts
- 88
- Non-discretionary accounts
- 7
- Total accounts
- 95
- AUM per client
- $1.65B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 30 | $13.09B |
| Non-U.S. persons | 1 | $2.23B |
| Insurance companies | 11 | $9.24B |
| Investment companies | 2 | $53.87B |
| Pooled investment vehicles | 49 | $76.82B |
| Pension and profit sharing plans | 2 | $1.32B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D1
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 101 | 100 | decreased by1 |
| Apr 1, 2026 | Clients | 118 | 95 | decreased by23 |
| Apr 1, 2026 | AUM | $130,495,853,323 | $156,561,215,534 | increased by$26,065,362,211 |
| Apr 1, 2026 | Accounts | 119 | 95 | decreased by24 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 100 | 101 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 85 | 118 | increased by33 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $132,667,447,153 | $130,495,853,323 | decreased by$2,171,593,830 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 85 | 119 | increased by34 |
| Apr 1, 2022 | Employees | 106 | 100 | decreased by6 |
| Apr 1, 2022 | Clients | 66 | 85 | increased by19 |
| Apr 1, 2022 | AUM | $130,388,914,787 | $132,667,447,153 | increased by$2,278,532,366 |
| Apr 1, 2022 | Accounts | 66 | 85 | increased by19 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HSBC GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HSBC GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.