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HSBC GLOBAL ASSET MANAGEMENT (USA) INC.
CRD 105686File 801-25999
APPROVED
Custody
Disclosure events
Filing as of Jun 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$156.56B
Top 10% of cohort (national)
Discretionary AUM
$7.41B
Non-discretionary $149.15B
Clients
95
95 accounts
Employees
100
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 20, 1985
- Principal office
- 66 HUDSON BOULEVARD, FLOOR 29, NEW YORK, NY, 10001
- Phone
- 212-525-4107
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $156.56B
- Discretionary AUM
- $7.41B
- Non-discretionary AUM
- $149.15B
- Discretionary accounts
- 7
- Non-discretionary accounts
- 88
- Total accounts
- 95
- AUM per client
- $1.65B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 30 | $13.09B |
| Non-U.S. persons | 1 | $2.23B |
| Insurance companies | 11 | $9.24B |
| Investment companies | 2 | $53.87B |
| Pooled investment vehicles | 49 | $76.82B |
| Pension and profit sharing plans | 2 | $1.32B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D1
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.