PGIM, INC.

CRD 105676File 801-22808

APPROVED

Custody

Filing as of Apr 28, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$1.1T

Top 10% of cohort (national)

Discretionary AUM

$1.1T

Non-discretionary $6.09B

Clients

592

938 accounts

Employees

1,990

Top 10% of cohort in NJ

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Dec 7, 1984
Principal office: 655 BROAD ST., NEWARK, NJ, 07102
Phone: 973-367-6335
Website: https://www.pgim.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.1T
Discretionary AUM: $1.1T
Non-discretionary AUM: $6.09B
Discretionary accounts: 921
Non-discretionary accounts: 17
Total accounts: 938
AUM per client: $1.91B

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	11	$10.79B
Non-U.S. persons	22	$58.18B
Insurance companies	55	$383.28B
Investment companies	90	$215.50B
Charitable organizations	Fewer than 5	$647.8M
Other investment advisers	7	$5.09B
High net worth individuals	Fewer than 5	$870.2M
Pooled investment vehicles	255	$274.44B
Banking or thrift institutions	6	$27.20B
Pension and profit sharing plans	111	$122.40B
State or municipal government entities	35	$26.71B
Individuals (other than high net worth individuals)	Fewer than 5	$0

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES
Performance-based fees
A percentage of assets under your management

Advisory activities

Other
Publications
Other advisory activities
Selection of other advisers
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Aug 17, 2026	Clients	611	592	decreased by19
Apr 1, 2026	Employees	1,750	1,990	increased by240
Apr 1, 2026	Clients	617	611	decreased by6
Apr 1, 2026	AUM	$1,033,223,779,160	$1,131,638,605,327	increased by$98,414,826,167
Apr 1, 2026	Accounts	927	938	increased by11
May 1, 2025 vs Oct 1, 2022	Employees	1,571	1,750	increased by179
May 1, 2025 vs Oct 1, 2022	Clients	563	617	increased by54
May 1, 2025 vs Oct 1, 2022	AUM	$1,191,531,750,594	$1,033,223,779,160	decreased by$158,307,971,434
May 1, 2025 vs Oct 1, 2022	Accounts	843	927	increased by84
Apr 1, 2022	Employees	1,374	1,571	increased by197
Apr 1, 2022	Clients	510	563	increased by53
Apr 1, 2022	AUM	$1,152,137,172,504	$1,191,531,750,594	increased by$39,394,578,090
Apr 1, 2022	Accounts	836	843	increased by7
Jun 1, 2021	AUM	$1,152,934,356,016	$1,152,137,172,504	decreased by$797,183,512
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “PGIM” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PGIM” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.