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PGIM, INC.
CRD 105676File 801-22808
APPROVED
Custody
Filing as of Apr 28, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.13T
Top 10% of cohort (national)
Discretionary AUM
$1.13T
Non-discretionary $6.09B
Clients
592
938 accounts
Employees
1,990
Top 10% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 7, 1984
- Principal office
- 655 BROAD ST., NEWARK, NJ, 07102
- Phone
- 973-367-6335
- Website
- https://www.pgim.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.13T
- Discretionary AUM
- $1.13T
- Non-discretionary AUM
- $6.09B
- Discretionary accounts
- 921
- Non-discretionary accounts
- 17
- Total accounts
- 938
- AUM per client
- $1.91B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $10.79B |
| Non-U.S. persons | 22 | $58.18B |
| Insurance companies | 55 | $383.28B |
| Investment companies | 90 | $215.50B |
| Charitable organizations | Fewer than 5 | $647.8M |
| Other investment advisers | 7 | $5.09B |
| High net worth individuals | Fewer than 5 | $870.2M |
| Pooled investment vehicles | 255 | $274.44B |
| Banking or thrift institutions | 6 | $27.20B |
| Pension and profit sharing plans | 111 | $122.40B |
| State or municipal government entities | 35 | $26.71B |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 611 | 592 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.