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PGIM INVESTMENTS LLC
CRD 105670File 801-31104
APPROVED
Disclosure events
Filing as of May 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$344.84B
Top 10% of cohort (national)
Discretionary AUM
$344.84B
Clients
38
197 accounts
Employees
458
Top 10% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 31, 1987
- Principal office
- 655 BROAD STREET, NEWARK, NJ, 07102
- Phone
- 1-800-225-1852
- Website
- https://www.pgim.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $344.84B
- Discretionary AUM
- $344.84B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 197
- Non-discretionary accounts
- 0
- Total accounts
- 197
- AUM per client
- $9.07B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 37 | $344.45B |
| Business development companies | 1 | $393.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 44 | 38 | decreased by6 |
| Apr 1, 2026 | Employees | 490 | 458 | decreased by32 |
| Apr 1, 2026 | Clients | 45 | 44 | decreased by1 |
| Apr 1, 2026 | AUM | $322,085,635,448 | $344,842,705,228 | increased by$22,757,069,780 |
| Apr 1, 2026 | Accounts | 196 | 197 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 514 | 490 | decreased by24 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 36 | 45 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $392,950,225,183 | $322,085,635,448 | decreased by$70,864,589,735 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 185 | 196 | increased by11 |
| Apr 1, 2022 | Employees | 504 | 514 | increased by10 |
| Apr 1, 2022 | AUM | $388,467,255,962 | $392,950,225,183 | increased by$4,482,969,221 |
| Apr 1, 2022 | Accounts | 190 | 185 | decreased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PGIM INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PGIM INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.