← Directory
CETERA INVESTMENT ADVISERS LLC
CRD 105644File 801-20406
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$256.81B
Top 10% of cohort (national)
Discretionary AUM
$209.14B
Non-discretionary $47.67B
Clients
813,961
813,961 accounts
Employees
10,251
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 13, 1984
- Principal office
- 1450 AMERICAN LANE, 6TH FLOOR, SUITE 650, SCHAUMBURG, IL, 60173-2096
- Phone
- 310-257-7880
- Website
- HTTP://VIMEO.COM/FIRSTALLIED
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $256.81B
- Discretionary AUM
- $209.14B
- Non-discretionary AUM
- $47.67B
- Discretionary accounts
- 680,405
- Non-discretionary accounts
- 133,556
- Total accounts
- 813,961
- AUM per client
- $316K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3,884 | $5.94B |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | 2,036 | $1.93B |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 79,279 | $69.83B |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 6,324 | $3.45B |
| State or municipal government entities | 65 | $112.5M |
| Individuals (other than high net worth individuals) | 722,373 | $175.55B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11G
- Q11A1
- Q11B1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11E1
- Q11E2
- Q11E4
- Q11H1A
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.