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BNY MELLON INVESTMENT ADVISER, INC.
CRD 105642File 801-8147
APPROVED
Custody
Disclosure events
Filing as of Sep 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$419.46B
Top 10% of cohort (national)
Discretionary AUM
$419.46B
Clients
91
91 accounts
Employees
69
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 10, 1971
- Principal office
- 240 GREENWICH STREET, NEW YORK, NY, 10286
- Phone
- 2129226273
- Website
- HTTPS://WWW.BNY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $419.46B
- Discretionary AUM
- $419.46B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 91
- Non-discretionary accounts
- 0
- Total accounts
- 91
- AUM per client
- $4.61B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 82 | $405.79B |
| Pooled investment vehicles | 9 | $13.67B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Employees | 80 | 69 | decreased by11 |
| Apr 1, 2026 | Clients | 101 | 91 | decreased by10 |
| Apr 1, 2026 | AUM | $365,424,538,138 | $419,461,366,421 | increased by$54,036,828,283 |
| Apr 1, 2026 | Accounts | 101 | 91 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 116 | 80 | decreased by36 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 126 | 101 | decreased by25 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $384,166,419,278 | $365,424,538,138 | decreased by$18,741,881,140 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 126 | 101 | decreased by25 |
| Apr 1, 2022 | Employees | 200 | 116 | decreased by84 |
| Apr 1, 2022 | Clients | 137 | 126 | decreased by11 |
| Apr 1, 2022 | AUM | $315,103,180,678 | $384,166,419,278 | increased by$69,063,238,600 |
| Apr 1, 2022 | Accounts | 137 | 126 | decreased by11 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BNY MELLON” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BNY MELLON” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.