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SOUTHERN CAPITAL SERVICES INC
Legal name: SOUTHERN CAPITAL SERVICES, INC.
CRD 105582File 801-111685
APPROVED
Retail clients
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$192.5M
Below cohort median (national)
Discretionary AUM
$191.5M
Non-discretionary $981K
Clients
394
700 accounts
Employees
9
Bottom 25% of cohort in AL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Sep 15, 2017
- Principal office
- 29000 US HWY 98, THE SUMMIT, SUITE 203-B, DAPHNE, AL, 36526
- Phone
- 251-626-1140
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $192.5M
- Discretionary AUM
- $191.5M
- Non-discretionary AUM
- $981K
- Discretionary accounts
- 695
- Non-discretionary accounts
- 5
- Total accounts
- 700
- AUM per client
- $489K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $247K |
| High net worth individuals | 42 | $107.4M |
| Pension and profit sharing plans | 20 | $14.1M |
| Individuals (other than high net worth individuals) | 331 | $70.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 706 | 394 | decreased by312 |
| Apr 1, 2026 | AUM | $174,107,059 | $192,480,551 | increased by$18,373,492 |
| Apr 1, 2026 | Accounts | 711 | 700 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 9 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 386 | 706 | increased by320 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $176,693,052 | $174,107,059 | decreased by$2,585,993 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 706 | 711 | increased by5 |
| Aug 1, 2022 | Employees | 11 | 10 | decreased by1 |
| Jul 1, 2022 | Employees | 10 | 11 | increased by1 |
| Apr 1, 2022 | Clients | 380 | 386 | increased by6 |
| Apr 1, 2022 | AUM | $150,813,014 | $176,693,052 | increased by$25,880,038 |
| Apr 1, 2022 | Accounts | 671 | 706 | increased by35 |
| Jul 1, 2021 | Employees | 7 | 10 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOUTHERN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOUTHERN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.