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OPPENHEIMER ASSET MANAGEMENT
Legal name: OPPENHEIMER ASSET MANAGEMENT INC.
CRD 105559File 801-31427
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$21.33B
Top 10% of cohort (national)
Discretionary AUM
$16.33B
Non-discretionary $5.00B
Clients
43,296
43,537 accounts
Employees
129
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 17, 1988
- Principal office
- 85 BROAD STREET, NEW YORK, NY, 10004
- Phone
- 212-668-8000
- Website
- http://WWW.OPPENHEIMER.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $21.33B
- Discretionary AUM
- $16.33B
- Non-discretionary AUM
- $5.00B
- Discretionary accounts
- 29,095
- Non-discretionary accounts
- 14,442
- Total accounts
- 43,537
- AUM per client
- $493K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 765 | $1.60B |
| Charitable organizations | 252 | $759.7M |
| High net worth individuals | 2,034 | $4.35B |
| Pooled investment vehicles | 3 | $82.6M |
| Pension and profit sharing plans | 470 | $400.9M |
| State or municipal government entities | 6 | $7.0M |
| Individuals (other than high net worth individuals) | 39,766 | $13.12B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Publications
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11G
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E1
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 43537 | 43296 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.