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PETTEE INVESTORS INC
CRD 105553File 801-34750
APPROVED
Retail clients
Filing as of Mar 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$191.9M
Below cohort median (national)
Discretionary AUM
$191.9M
Clients
27
64 accounts
Employees
6
Bottom 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 6, 1989
- Principal office
- 137 ROWAYTON AVENUE, SUITE 430, ROWAYTON, CT, 06853
- Phone
- 203 9578880
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $191.9M
- Discretionary AUM
- $191.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 64
- Non-discretionary accounts
- 0
- Total accounts
- 64
- AUM per client
- $7.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $507K |
| Charitable organizations | Fewer than 5 | $12.9M |
| High net worth individuals | 27 | $176.8M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 29 | 27 | decreased by2 |
| Apr 1, 2026 | AUM | $211,917,130 | $191,874,111 | decreased by$20,043,019 |
| Apr 1, 2026 | Accounts | 71 | 64 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 6 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 37 | 29 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $256,404,636 | $211,917,130 | decreased by$44,487,506 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 80 | 71 | decreased by9 |
| Apr 1, 2022 | Employees | 3 | 4 | increased by1 |
| Apr 1, 2022 | Clients | 30 | 37 | increased by7 |
| Apr 1, 2022 | AUM | $208,676,207 | $256,404,636 | increased by$47,728,429 |
| Apr 1, 2022 | Accounts | 70 | 80 | increased by10 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PETTEE INVESTORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PETTEE INVESTORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.