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PVG ASSET MANAGEMENT CORP
CRD 105541File 801-30581
APPROVED
Retail clients
Disclosure events
Filing as of Aug 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$624.9M
Above cohort median (national)
Discretionary AUM
$512.7M
Non-discretionary $112.2M
Clients
240
746 accounts
Employees
9
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Oct 23, 1987
- Principal office
- 6898 S. UNIVERSITY BLVD., SUITE 100, CENTENNIAL, CO, 80122
- Phone
- 303-526-0548
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $624.9M
- Discretionary AUM
- $512.7M
- Non-discretionary AUM
- $112.2M
- Discretionary accounts
- 745
- Non-discretionary accounts
- 1
- Total accounts
- 746
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $570K |
| Charitable organizations | Fewer than 5 | $8.6M |
| Other investment advisers | 6 | $428.0M |
| High net worth individuals | 45 | $128.8M |
| Pension and profit sharing plans | Fewer than 5 | $2.9M |
| State or municipal government entities | Fewer than 5 | $514K |
| Individuals (other than high net worth individuals) | 177 | $55.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D4
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,983 | 240 | decreased by1,743 |
| Apr 1, 2026 | AUM | $617,865,000 | $624,910,848 | increased by$7,045,848 |
| Apr 1, 2026 | Accounts | 949 | 746 | decreased by203 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 9 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,130 | 1,983 | increased by853 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $342,110,000 | $617,865,000 | increased by$275,755,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,130 | 949 | decreased by181 |
| Apr 1, 2022 | Clients | 606 | 1,130 | increased by524 |
| Apr 1, 2022 | AUM | $289,046,000 | $342,110,000 | increased by$53,064,000 |
| Apr 1, 2022 | Accounts | 1,071 | 1,130 | increased by59 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PVG ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PVG ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.