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BROOKER WEALTH MANAGEMENT
Legal name: JOHN W. BROOKER & CO., CPAS, PC
CRD 105437File 801-19247
APPROVED
Retail clients
Custody
Filing as of Feb 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$136.4M
Bottom 25% of cohort (national)
Discretionary AUM
$136.4M
Clients
57
145 accounts
Employees
10
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 15, 1983
- Principal office
- 7677 OAKPORT STREET, SUITE 300, OAKLAND, CA, 94621
- Phone
- 510-638-1815
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $136.4M
- Discretionary AUM
- $136.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 145
- Non-discretionary accounts
- 0
- Total accounts
- 145
- AUM per client
- $2.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 24 | $89.9M |
| Pension and profit sharing plans | 12 | $35.0M |
| Individuals (other than high net worth individuals) | 21 | $11.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.