PATTEN AND PATTEN, INC.

CRD 105414File 801-11499

APPROVED

Retail clients

Custody

Filing as of Mar 16, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$2.21B

Top 25% of cohort (national)

Discretionary AUM

$2.19B

Non-discretionary $20.4M

Clients

879

2,156 accounts

Employees

Top 25% of cohort in TN

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: ARO
Registration date: May 12, 1976
Principal office: 555 WALNUT STREET, SUITE 280, CHATTANOOGA, TN, 37402
Phone: 423.756.3480
Website: HTTP://WWW.PATTENINC.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.21B
Discretionary AUM: $2.19B
Non-discretionary AUM: $20.4M
Discretionary accounts: 2,154
Non-discretionary accounts: 2
Total accounts: 2,156
AUM per client: $2.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	6	$39.2M
Charitable organizations	24	$127.0M
High net worth individuals	596	$1.90B
Pension and profit sharing plans	7	$15.8M
State or municipal government entities	Fewer than 5	$29.4M
Individuals (other than high net worth individuals)	245	$96.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.