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NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
CRD 105390File 801-32108
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$144.04B
Top 10% of cohort (national)
Discretionary AUM
$144.04B
Clients
275
290 accounts
Employees
778
Top 10% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- May 31, 1988
- Principal office
- 610 MARKET STREET, PHILADELPHIA, PA, 19106
- Phone
- 215-531-6700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $144.04B
- Discretionary AUM
- $144.04B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 290
- Non-discretionary accounts
- 0
- Total accounts
- 290
- AUM per client
- $523.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 45 | $4.39B |
| Non-U.S. persons | Fewer than 5 | $1.03B |
| Insurance companies | 6 | $34.95B |
| Investment companies | 112 | $91.54B |
| High net worth individuals | 25 | $1.40B |
| Pooled investment vehicles | 51 | $4.96B |
| Pension and profit sharing plans | 14 | $1.52B |
| State or municipal government entities | 15 | $3.43B |
| Individuals (other than high net worth individuals) | 7 | $715.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 287 | 275 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.