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INNIS INVESTMENTS
Legal name: INNIS INVESTMENTS LLC
CRD 105275File 801-21037
APPROVED
Retail clients
Filing as of Jan 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$173.3M
Bottom 25% of cohort (national)
Discretionary AUM
$173.3M
Clients
237
237 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 7, 1984
- Principal office
- Not reported
- Phone
- 513-232-2913
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $173.3M
- Discretionary AUM
- $173.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 237
- Non-discretionary accounts
- 0
- Total accounts
- 237
- AUM per client
- $731K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 237 | $173.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 252 | 237 | decreased by15 |
| Feb 1, 2026 | AUM | $165,095,745 | $173,283,273 | increased by$8,187,528 |
| Feb 1, 2026 | Accounts | 252 | 237 | decreased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 170 | 252 | increased by82 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $172,588,040 | $165,095,745 | decreased by$7,492,295 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 170 | 252 | increased by82 |
| Apr 1, 2022 | Clients | 169 | 170 | increased by1 |
| Apr 1, 2022 | AUM | $159,869,587 | $172,588,040 | increased by$12,718,453 |
| Apr 1, 2022 | Accounts | 169 | 170 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INNIS INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INNIS INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.