CONCORDE INVESTMENT MANAGEMENT

Legal name: CONCORDE FINANCIAL CORPORATION

CRD 105237File 801-16625

APPROVED

Retail clients

Filing as of Apr 13, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$376.2M

Below cohort median (national)

Discretionary AUM

$286.0M

Non-discretionary $90.2M

Clients

132

378 accounts

Employees

Below cohort median in TX

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: FWRO
Registration date: Dec 1, 1981
Principal office: 8383 PRESTON CENTER PLAZA DRIVE, SUITE 360, DALLAS, TX, 75225
Phone: 972-701-5400
Website: HTTP://WWW.CONCORDECO.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $376.2M
Discretionary AUM: $286.0M
Non-discretionary AUM: $90.2M
Discretionary accounts: 277
Non-discretionary accounts: 101
Total accounts: 378
AUM per client: $2.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Investment companies	1	$665K
High net worth individuals	75	$289.0M
Pooled investment vehicles	6	$66.2M
Individuals (other than high net worth individuals)	50	$20.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.