BTS ASSET MANAGEMENT, INC.

Legal name: BTS ASSET MANAGEMENT INC

CRD 105215File 801-14895

APPROVED

Retail clients

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$144.8M

Bottom 25% of cohort (national)

Discretionary AUM

$144.8M

Clients

448

448 accounts

Employees

Bottom 25% of cohort in MA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Oct 25, 1979
Principal office: 55 OLD BEDFORD ROAD, SUITE 203, LINCOLN, MA, 01773
Phone: 781-863-2545
Website: HTTPS://WWW.BTSFUNDS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $144.8M
Discretionary AUM: $144.8M
Non-discretionary AUM: $0
Discretionary accounts: 448
Non-discretionary accounts: 0
Total accounts: 448
AUM per client: $323K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Investment companies	3	$60.1M
High net worth individuals	2	$35.8M
Pension and profit sharing plans	2	$3.2M
Individuals (other than high net worth individuals)	441	$45.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Educational seminars
Other advisory activities
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11C1
Q11C2
Q11C4
Q11C5
Q11D4

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.