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BTS ASSET MANAGEMENT, INC.
Legal name: BTS ASSET MANAGEMENT INC
CRD 105215File 801-14895
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$144.8M
Bottom 25% of cohort (national)
Discretionary AUM
$144.8M
Clients
448
448 accounts
Employees
13
Bottom 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 25, 1979
- Principal office
- 55 OLD BEDFORD ROAD, SUITE 203, LINCOLN, MA, 01773
- Phone
- 781-863-2545
- Website
- HTTPS://WWW.BTSFUNDS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $144.8M
- Discretionary AUM
- $144.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 448
- Non-discretionary accounts
- 0
- Total accounts
- 448
- AUM per client
- $323K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $60.1M |
| High net worth individuals | 2 | $35.8M |
| Pension and profit sharing plans | 2 | $3.2M |
| Individuals (other than high net worth individuals) | 441 | $45.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Educational seminars
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 17 | 13 | decreased by4 |
| Apr 1, 2026 | Clients | 599 | 448 | decreased by151 |
| Apr 1, 2026 | AUM | $188,801,492 | $144,772,017 | decreased by$44,029,475 |
| Apr 1, 2026 | Accounts | 590 | 448 | decreased by142 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 29 | 17 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,212 | 599 | decreased by1,613 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $613,272,735 | $188,801,492 | decreased by$424,471,243 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,215 | 590 | decreased by1,625 |
| Apr 1, 2022 | Employees | 31 | 29 | decreased by2 |
| Apr 1, 2022 | Clients | 2,779 | 2,212 | decreased by567 |
| Apr 1, 2022 | AUM | $805,361,820 | $613,272,735 | decreased by$192,089,085 |
| Apr 1, 2022 | Accounts | 2,783 | 2,215 | decreased by568 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BTS ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BTS ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.