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BROCKENBROUGH
Legal name: LOWE, BROCKENBROUGH & COMPANY, INC.
CRD 105142File 801-6691
APPROVED
Retail clients
Custody
Filing as of May 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.49B
Top 25% of cohort (national)
Discretionary AUM
$4.83B
Non-discretionary $657.3M
Clients
568
568 accounts
Employees
31
Top 10% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jul 1, 1970
- Principal office
- 920 LIBBIE AVE., SUITE 201, RICHMOND, VA, 23226-2050
- Phone
- 804-288-0404
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.49B
- Discretionary AUM
- $4.83B
- Non-discretionary AUM
- $657.3M
- Discretionary accounts
- 566
- Non-discretionary accounts
- 2
- Total accounts
- 568
- AUM per client
- $9.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $209.2M |
| Investment companies | 1 | $65.8M |
| Charitable organizations | 41 | $833.8M |
| High net worth individuals | 364 | $2.29B |
| Pooled investment vehicles | 20 | $1.48B |
| Pension and profit sharing plans | Fewer than 5 | $17.7M |
| State or municipal government entities | Fewer than 5 | $554.5M |
| Individuals (other than high net worth individuals) | 118 | $33.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.