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PENN CAPITAL MANAGEMENT COMPANY, LLC
CRD 105081File 801-31452
APPROVED
Retail clients
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.94B
Top 25% of cohort (national)
Discretionary AUM
$1.46B
Non-discretionary $477.5M
Clients
64
602 accounts
Employees
16
Top 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Feb 12, 1988
- Principal office
- 3025 JOHN F. KENNEDY BLVD, SUITE 270, PHILADELPHIA, PA, 19104
- Phone
- 215-302-1500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.94B
- Discretionary AUM
- $1.46B
- Non-discretionary AUM
- $477.5M
- Discretionary accounts
- 35
- Non-discretionary accounts
- 567
- Total accounts
- 602
- AUM per client
- $30.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $16.2M |
| Insurance companies | Fewer than 5 | $26.7M |
| Investment companies | 2 | $96.8M |
| Charitable organizations | Fewer than 5 | $121.4M |
| Pooled investment vehicles | 2 | $89.3M |
| Pension and profit sharing plans | Fewer than 5 | $87.6M |
| State or municipal government entities | Fewer than 5 | $993.6M |
| Individuals (other than high net worth individuals) | 60 | $30.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 631 | 64 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.