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TFC FINANCIAL MANAGEMENT INC
Legal name: TFC FINANCIAL MANAGEMENT, INC.
CRD 105062File 801-17784
APPROVED
Retail clients
Custody
Filing as of Mar 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.78B
Top 25% of cohort (national)
Discretionary AUM
$1.78B
Clients
415
1,619 accounts
Employees
22
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 12, 1982
- Principal office
- 260 FRANKLIN STREET, SUITE 1888, BOSTON, MA, 02110
- Phone
- 617-210-6700
- Website
- HTTP://WWW.TFCFINANCIAL.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.78B
- Discretionary AUM
- $1.78B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,619
- Non-discretionary accounts
- 0
- Total accounts
- 1,619
- AUM per client
- $4.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $9.1M |
| High net worth individuals | 302 | $1.72B |
| Individuals (other than high net worth individuals) | 113 | $49.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 23 | 22 | decreased by1 |
| Apr 1, 2026 | Clients | 409 | 415 | increased by6 |
| Apr 1, 2026 | AUM | $1,537,539,892 | $1,780,827,449 | increased by$243,287,557 |
| Apr 1, 2026 | Accounts | 1,535 | 1,619 | increased by84 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 19 | 23 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 371 | 409 | increased by38 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,394,087,469 | $1,537,539,892 | increased by$143,452,423 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,249 | 1,535 | increased by286 |
| Apr 1, 2022 | Employees | 20 | 19 | decreased by1 |
| Apr 1, 2022 | Clients | 357 | 371 | increased by14 |
| Apr 1, 2022 | AUM | $1,206,829,172 | $1,394,087,469 | increased by$187,258,297 |
| Apr 1, 2022 | Accounts | 1,180 | 1,249 | increased by69 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TFC FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TFC FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.