BROADLAKE FINANCIAL MANAGEMENT

Legal name: ELEY FINANCIAL MANAGEMENT, INC.

CRD 105057File 801-34761

APPROVED

Retail clients

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$409.6M

Below cohort median (national)

Discretionary AUM

$409.6M

Clients

463

1,166 accounts

Employees

Above cohort median in VT

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Jul 6, 1989
Principal office: 99 SWIFT STREET, SUITE 305, SOUTH BURLINGTON, VT, 05403-7360
Phone: 802-863-4463
Website: https://broadlakefinancial.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $409.6M
Discretionary AUM: $409.6M
Non-discretionary AUM: $0
Discretionary accounts: 1,166
Non-discretionary accounts: 0
Total accounts: 1,166
AUM per client: $885K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	10	$12.6M
High net worth individuals	95	$290.5M
Pension and profit sharing plans	Fewer than 5	$5.3M
Individuals (other than high net worth individuals)	356	$101.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.