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HFM WEALTH MANAGEMENT
Legal name: HARTFORD FINANCIAL MANAGEMENT INC
CRD 105039File 801-33701
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$699.6M
Above cohort median (national)
Discretionary AUM
$697.7M
Non-discretionary $2.0M
Clients
185
185 accounts
Employees
10
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Feb 6, 1989
- Principal office
- 65 LASALLE ROAD STE 307, WEST HARTFORD, CT, 06107
- Phone
- 860-241-0028
- Website
- HTTP://WWW.LINKEDIN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $699.6M
- Discretionary AUM
- $697.7M
- Non-discretionary AUM
- $2.0M
- Discretionary accounts
- 184
- Non-discretionary accounts
- 1
- Total accounts
- 185
- AUM per client
- $3.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $1.0M |
| Charitable organizations | 4 | $5.2M |
| High net worth individuals | 31 | $297.9M |
| Banking or thrift institutions | 2 | $193.1M |
| Pension and profit sharing plans | 2 | $7.4M |
| Individuals (other than high net worth individuals) | 145 | $195.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.