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FIRST FINANCIAL ADVISORY SERVICES INC
CRD 105031File 801-20623
APPROVED
Retail clients
Custody
Filing as of Apr 21, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$278.0M
Below cohort median (national)
Discretionary AUM
$0
Non-discretionary $278.0M
Clients
521
1,071 accounts
Employees
7
Below cohort median in RI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jan 24, 1984
- Principal office
- 85 BEACH STREET, WESTERLY, RI, 02891
- Phone
- 401-596-0193
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $278.0M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $278.0M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 1,071
- Total accounts
- 1,071
- AUM per client
- $534K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 5 | $1.7M |
| High net worth individuals | 76 | $158.8M |
| Individuals (other than high net worth individuals) | 440 | $117.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.