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NEVILLE, RODIE & SHAW INC
CRD 104969File 801-4148
APPROVED
Retail clients
Custody
Filing as of Jan 7, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.00B
Top 25% of cohort (national)
Discretionary AUM
$1.96B
Non-discretionary $41.5M
Clients
355
811 accounts
Employees
13
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 2, 1966
- Principal office
- 200 MADISON AVE, NEW YORK, NY, 10016-3903
- Phone
- 212-725-1440
- Website
- HTTP://WWW.NEVRODIE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.00B
- Discretionary AUM
- $1.96B
- Non-discretionary AUM
- $41.5M
- Discretionary accounts
- 799
- Non-discretionary accounts
- 12
- Total accounts
- 811
- AUM per client
- $5.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $40.6M |
| Charitable organizations | 17 | $140.1M |
| High net worth individuals | 222 | $1.76B |
| Pension and profit sharing plans | 8 | $14.7M |
| Individuals (other than high net worth individuals) | 98 | $45.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.