DEERFIELD

Legal name: DEERFIELD FINANCIAL ADVISORS, INC.

CRD 104964File 801-25156

APPROVED

Retail clients

Custody

Filing as of Mar 3, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.18B

Above cohort median (national)

Discretionary AUM

$974.7M

Non-discretionary $201.6M

Clients

331

1,073 accounts

Employees

Top 25% of cohort in IN

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Sep 5, 1985
Principal office: 310 E. 96TH STREET, SUITE 375, INDIANAPOLIS, IN, 46240
Phone: 317-469-2455
Website: HTTPS://WWW.FACEBOOK.COM/DEERFIELDFA/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.18B
Discretionary AUM: $974.7M
Non-discretionary AUM: $201.6M
Discretionary accounts: 1,031
Non-discretionary accounts: 42
Total accounts: 1,073
AUM per client: $3.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	7	$4.9M
Charitable organizations	6	$25.9M
High net worth individuals	163	$1.02B
Pension and profit sharing plans	8	$10.8M
Individuals (other than high net worth individuals)	147	$117.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.