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GAMCO ASSET MANAGEMENT INC.
CRD 104950File 801-14132
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$11.69B
Top 10% of cohort (national)
Discretionary AUM
$11.66B
Non-discretionary $24.8M
Clients
2,042
2,042 accounts
Employees
120
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Sep 5, 1978
- Principal office
- 191 MASON STREET, GREENWICH, CT, 06830
- Phone
- 914-921-5000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $11.69B
- Discretionary AUM
- $11.66B
- Non-discretionary AUM
- $24.8M
- Discretionary accounts
- 2,037
- Non-discretionary accounts
- 5
- Total accounts
- 2,042
- AUM per client
- $5.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 68 | $364.7M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Investment companies | 9 | $4.41B |
| Charitable organizations | 149 | $1.20B |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 1,757 | $4.62B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 50 | $612.2M |
| State or municipal government entities | 9 | $467.9M |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — ADMINISTRATIVE FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.