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GABELLI FUNDS, LLC
CRD 104949File 801-37706
APPROVED
Filing as of Jul 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$24.55B
Top 10% of cohort (national)
Discretionary AUM
$24.55B
Clients
33
54 accounts
Employees
56
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 16, 1990
- Principal office
- ONE CORPORATE CENTER, RYE, NY, 10580-1422
- Phone
- 914-921-5000
- Website
- HTTPS://WWW.GABELLI.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $24.55B
- Discretionary AUM
- $24.55B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 54
- Non-discretionary accounts
- 0
- Total accounts
- 54
- AUM per client
- $744.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 31 | $23.92B |
| Pooled investment vehicles | 2 | $633.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 58 | 56 | decreased by2 |
| Apr 1, 2026 | AUM | $21,954,257,048 | $24,551,398,138 | increased by$2,597,141,090 |
| Apr 1, 2026 | Accounts | 51 | 54 | increased by3 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 60 | 58 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $21,978,627,362 | $21,954,257,048 | decreased by$24,370,314 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 48 | 51 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 59 | 60 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $22,610,817,368 | $21,978,627,362 | decreased by$632,190,006 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 45 | 48 | increased by3 |
| Apr 1, 2022 | Clients | 34 | 33 | decreased by1 |
| Apr 1, 2022 | AUM | $20,894,815,495 | $22,610,817,368 | increased by$1,716,001,873 |
| Apr 1, 2022 | Accounts | 44 | 45 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GABELLI FUNDS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GABELLI FUNDS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.