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HIGHLAND ASSOCIATES INC
CRD 104948File 801-30248
APPROVED
Custody
Disclosure events
Filing as of Jul 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$20.99B
Top 10% of cohort (national)
Discretionary AUM
$7.45B
Non-discretionary $13.54B
Clients
65
61 accounts
Employees
19
Top 10% of cohort in AL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 21, 1987
- Principal office
- 2545 HIGHLAND AVENUE SOUTH, SUITE 200, BIRMINGHAM, AL, 35205
- Phone
- 205-933-8664
- Website
- HTTP://WWW.HIGHLANDASSOC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $20.99B
- Discretionary AUM
- $7.45B
- Non-discretionary AUM
- $13.54B
- Discretionary accounts
- 29
- Non-discretionary accounts
- 32
- Total accounts
- 61
- AUM per client
- $322.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 23 | $12.16B |
| Insurance companies | 7 | $478.8M |
| Charitable organizations | 15 | $692.7M |
| Pooled investment vehicles | 4 | $1.48B |
| Pension and profit sharing plans | 16 | $6.18B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 20 | 19 | decreased by1 |
| Apr 1, 2026 | Clients | 73 | 65 | decreased by8 |
| Apr 1, 2026 | AUM | $20,137,309,817 | $20,990,815,180 | increased by$853,505,363 |
| Apr 1, 2026 | Accounts | 69 | 61 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 77 | 73 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $36,484,774,214 | $20,137,309,817 | decreased by$16,347,464,397 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 71 | 69 | decreased by2 |
| Jun 1, 2022 | Employees | 23 | 20 | decreased by3 |
| Apr 1, 2022 | Employees | 25 | 23 | decreased by2 |
| Apr 1, 2022 | Clients | 78 | 77 | decreased by1 |
| Apr 1, 2022 | AUM | $31,945,447,000 | $36,484,774,214 | increased by$4,539,327,214 |
| Apr 1, 2022 | Accounts | 70 | 71 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HIGHLAND ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HIGHLAND ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.