CPS INVESTMENT ADVISORS

Legal name: CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

CRD 104914File 801-35294

APPROVED

Retail clients

Custody

Filing as of Mar 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$2.89B

Top 25% of cohort (national)

Discretionary AUM

$2.88B

Non-discretionary $5.9M

Clients

3,377

7,364 accounts

Employees

Top 25% of cohort in FL

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: MIRO
Registration date: Oct 6, 1989
Principal office: 205 EAST ORANGE STREET #310, LAKELAND, FL, 33801-4611
Phone: 863-688-1725
Website: https://www.facebook.com/CPAlliance-123443672920663

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.89B
Discretionary AUM: $2.88B
Non-discretionary AUM: $5.9M
Discretionary accounts: 7,360
Non-discretionary accounts: 4
Total accounts: 7,364
AUM per client: $855K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	31	$80.1M
Charitable organizations	19	$65.6M
High net worth individuals	647	$1.69B
Pension and profit sharing plans	220	$366.8M
Individuals (other than high net worth individuals)	2,460	$688.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: Yes
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.