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SSI INVESTMENT MANAGEMENT LLC
CRD 104889File 801-10544
APPROVED
Retail clients
Filing as of Mar 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.55B
Top 25% of cohort (national)
Discretionary AUM
$2.55B
Non-discretionary $191K
Clients
79
79 accounts
Employees
25
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jan 31, 1975
- Principal office
- 2121 AVENUE OF THE STARS, SUITE 2050, LOS ANGELES, CA, 90067
- Phone
- 310-595-2000
- Website
- HTTP://WWW.SSI-INVEST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.55B
- Discretionary AUM
- $2.55B
- Non-discretionary AUM
- $191K
- Discretionary accounts
- 78
- Non-discretionary accounts
- 1
- Total accounts
- 79
- AUM per client
- $32.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $56K |
| Insurance companies | Fewer than 5 | $278.3M |
| Investment companies | 4 | $778.2M |
| Charitable organizations | 7 | $76.1M |
| High net worth individuals | 5 | $35.2M |
| Pension and profit sharing plans | 24 | $340.7M |
| State or municipal government entities | 11 | $565.5M |
| Individuals (other than high net worth individuals) | 24 | $481.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — A PERCENTAGE OF ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 26 | 25 | decreased by1 |
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 87 | 79 | decreased by8 |
| Apr 1, 2026 | AUM | $2,168,602,000 | $2,554,924,000 | increased by$386,322,000 |
| Apr 1, 2026 | Accounts | 87 | 79 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 30 | 26 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 105 | 87 | decreased by18 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,664,556,000 | $2,168,602,000 | decreased by$495,954,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 105 | 87 | decreased by18 |
| Apr 1, 2022 | Employees | 29 | 30 | increased by1 |
| Apr 1, 2022 | Clients | 102 | 105 | increased by3 |
| Apr 1, 2022 | AUM | $2,665,902,000 | $2,664,556,000 | decreased by$1,346,000 |
| Apr 1, 2022 | Accounts | 102 | 105 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SSI INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SSI INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.