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SSI INVESTMENT MANAGEMENT LLC
CRD 104889File 801-10544
APPROVED
Retail clients
Filing as of Mar 28, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.55B
Top 25% of cohort (national)
Discretionary AUM
$2.55B
Non-discretionary $191K
Clients
79
79 accounts
Employees
25
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jan 31, 1975
- Principal office
- 2121 AVENUE OF THE STARS, SUITE 2050, LOS ANGELES, CA, 90067
- Phone
- 310-595-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.55B
- Discretionary AUM
- $2.55B
- Non-discretionary AUM
- $191K
- Discretionary accounts
- 78
- Non-discretionary accounts
- 1
- Total accounts
- 79
- AUM per client
- $32.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $56K |
| Insurance companies | Fewer than 5 | $278.3M |
| Investment companies | 4 | $778.2M |
| Charitable organizations | 7 | $76.1M |
| High net worth individuals | 5 | $35.2M |
| Pension and profit sharing plans | 24 | $340.7M |
| State or municipal government entities | 11 | $565.5M |
| Individuals (other than high net worth individuals) | 24 | $481.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — A PERCENTAGE OF ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.