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CHARLES PRATT & COMPANY, L.L.C.
CRD 104864File 801-20651
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$916.1M
Above cohort median (national)
Discretionary AUM
$886.7M
Non-discretionary $29.4M
Clients
315
544 accounts
Employees
9
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 14, 1984
- Principal office
- 1270 AVENUE OF THE AMERICAS, SUITE 940, NEW YORK, NY, 10020-1703
- Phone
- 212-867-4444
- Website
- HTTP://WWW.CHARLESPRATT.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $916.1M
- Discretionary AUM
- $886.7M
- Non-discretionary AUM
- $29.4M
- Discretionary accounts
- 402
- Non-discretionary accounts
- 142
- Total accounts
- 544
- AUM per client
- $2.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 14 | $66.6M |
| Pooled investment vehicles | 7 | $245.5M |
| Individuals (other than high net worth individuals) | 294 | $604.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.