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HIGHLAND CAPITAL MANAGEMENT, LLC
CRD 104842File 801-8762
APPROVED
Retail clients
Custody
Filing as of Jul 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.88B
Top 25% of cohort (national)
Discretionary AUM
$3.88B
Clients
943
957 accounts
Employees
21
Top 10% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jul 21, 1972
- Principal office
- 850 RIDGE LAKE BLVD, SUITE 205, MEMPHIS, TN, 38120
- Phone
- 901-761-9500
- Website
- HTTP://WWW.HIGHLANDCAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.88B
- Discretionary AUM
- $3.88B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 957
- Non-discretionary accounts
- 0
- Total accounts
- 957
- AUM per client
- $4.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 15 | $112.5M |
| Investment companies | 1 | $74.9M |
| Charitable organizations | 77 | $499.5M |
| High net worth individuals | 450 | $1.20B |
| Pooled investment vehicles | 2 | $1.8M |
| Pension and profit sharing plans | 85 | $891.4M |
| State or municipal government entities | 107 | $903.0M |
| Individuals (other than high net worth individuals) | 206 | $82.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SUBSCRIPTION FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 957 | 943 | decreased by14 |
| Aug 1, 2026 | Clients | 956 | 957 | increased by1 |
| Aug 1, 2026 | AUM | $3,833,430,588 | $3,880,641,890 | increased by$47,211,302 |
| Aug 1, 2026 | Accounts | 956 | 957 | increased by1 |
| Apr 1, 2026 | Clients | 1,044 | 956 | decreased by88 |
| Apr 1, 2026 | AUM | $3,539,134,473 | $3,833,430,588 | increased by$294,296,115 |
| Apr 1, 2026 | Accounts | 1,042 | 956 | decreased by86 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 21 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 979 | 1,044 | increased by65 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,445,259,161 | $3,539,134,473 | increased by$93,875,312 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 979 | 1,042 | increased by63 |
| Apr 1, 2022 | Employees | 23 | 22 | decreased by1 |
| Apr 1, 2022 | Clients | 965 | 979 | increased by14 |
| Apr 1, 2022 | AUM | $3,062,700,358 | $3,445,259,161 | increased by$382,558,803 |
| Apr 1, 2022 | Accounts | 965 | 979 | increased by14 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HIGHLAND CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HIGHLAND CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.