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AULL & MONROE
Legal name: AULL & MONROE INVESTMENT MANAGEMENT CORP
CRD 104830File 801-35841
APPROVED
Retail clients
Custody
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$323.2M
Below cohort median (national)
Discretionary AUM
$323.2M
Clients
190
417 accounts
Employees
5
Below cohort median in AL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Feb 16, 1990
- Principal office
- 3658 COLLEGE LN S, MOBILE, AL, 36608
- Phone
- (251) 342-3339
- Website
- HTTP://WWW.AULLMONROE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $323.2M
- Discretionary AUM
- $323.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 417
- Non-discretionary accounts
- 0
- Total accounts
- 417
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $11.9M |
| Charitable organizations | Fewer than 5 | $207K |
| High net worth individuals | 59 | $253.5M |
| Pension and profit sharing plans | 10 | $22.4M |
| Individuals (other than high net worth individuals) | 121 | $35.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 3 | 5 | increased by2 |
| Apr 1, 2026 | Clients | 200 | 190 | decreased by10 |
| Apr 1, 2026 | AUM | $329,144,863 | $323,170,676 | decreased by$5,974,187 |
| Apr 1, 2026 | Accounts | 426 | 417 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 3 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 195 | 200 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $342,759,666 | $329,144,863 | decreased by$13,614,803 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 425 | 426 | increased by1 |
| Apr 1, 2022 | Clients | 198 | 195 | decreased by3 |
| Apr 1, 2022 | AUM | $298,095,089 | $342,759,666 | increased by$44,664,577 |
| Apr 1, 2022 | Accounts | 441 | 425 | decreased by16 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AULL MONROE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AULL MONROE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.