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HOERTKORN RICHARD CHARLES
CRD 104649File 801-8374
APPROVED
Retail clients
Custody
Filing as of Feb 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$282.5M
Below cohort median (national)
Discretionary AUM
$282.5M
Clients
74
80 accounts
Employees
2
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Sole Proprietorship
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Feb 3, 1972
- Principal office
- 1112 SIR FRANCIS DRAKE BLVD., KENTFIELD, CA, 94904-1419
- Phone
- 415-482-8899
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $282.5M
- Discretionary AUM
- $282.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 80
- Non-discretionary accounts
- 0
- Total accounts
- 80
- AUM per client
- $3.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $51.2M |
| Charitable organizations | Fewer than 5 | $2.5M |
| High net worth individuals | 51 | $203.5M |
| Pension and profit sharing plans | Fewer than 5 | $15.6M |
| Individuals (other than high net worth individuals) | 23 | $9.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.