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DEAN INVESTMENTS
Legal name: DEAN INVESTMENT ASSOCIATES, LLC
CRD 104635File 801-9895
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$909.3M
Above cohort median (national)
Discretionary AUM
$909.3M
Clients
308
483 accounts
Employees
10
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 1, 1975
- Principal office
- 3500 PENTAGON BOULEVARD, SUITE 200, BEAVERCREEK, OH, 45431
- Phone
- 937-222-9531
- Website
- HTTPS://WWW.CHDEAN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $909.3M
- Discretionary AUM
- $909.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 483
- Non-discretionary accounts
- 0
- Total accounts
- 483
- AUM per client
- $3.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $38.2M |
| Investment companies | 3 | $477.9M |
| Charitable organizations | 8 | $13.9M |
| High net worth individuals | 40 | $178.5M |
| Pension and profit sharing plans | 11 | $19.1M |
| Individuals (other than high net worth individuals) | 236 | $181.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SPECIAL PROJECT FEES AS REQUESTED
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2026 | Clients | 307 | 308 | increased by1 |
| Apr 1, 2026 | AUM | $895,627,639 | $909,330,276 | increased by$13,702,637 |
| Apr 1, 2026 | Accounts | 494 | 483 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 9 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 325 | 307 | decreased by18 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $744,342,589 | $895,627,639 | increased by$151,285,050 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 523 | 494 | decreased by29 |
| Apr 1, 2022 | Clients | 331 | 325 | decreased by6 |
| Apr 1, 2022 | AUM | $643,879,391 | $744,342,589 | increased by$100,463,198 |
| Apr 1, 2022 | Accounts | 515 | 523 | increased by8 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DEAN INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DEAN INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.