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NUVEEN FUND ADVISORS, LLC

CRD 104626File 801-14147
APPROVED
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$186.25B
Top 10% of cohort (national)
Discretionary AUM
$186.25B
Clients
235
235 accounts
Employees
137
Top 10% of cohort in IL

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
CHRO
Registration date
Nov 2, 1978
Principal office
333 WEST WACKER DRIVE, CHICAGO, IL, 60606
Phone
312-917-7700

Assets & accounts

ADV Item 5F
Total regulatory AUM
$186.25B
Discretionary AUM
$186.25B
Non-discretionary AUM
$0
Discretionary accounts
235
Non-discretionary accounts
0
Total accounts
235
AUM per client
$792.6M

Clients by type

ADV Item 5D
Client typeClientsAUM
Investment companies142$147.38B
Pooled investment vehicles93$38.87B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • A percentage of assets under your management

Advisory activities

  • Selection of other advisers
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11
  • Q11D2
  • Q11D4

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.