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NUVEEN FUND ADVISORS, LLC
CRD 104626File 801-14147
APPROVED
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$186.25B
Top 10% of cohort (national)
Discretionary AUM
$186.25B
Clients
235
235 accounts
Employees
137
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 2, 1978
- Principal office
- 333 WEST WACKER DRIVE, CHICAGO, IL, 60606
- Phone
- 312-917-7700
- Website
- HTTPS://WWW.NUVEEN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $186.25B
- Discretionary AUM
- $186.25B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 235
- Non-discretionary accounts
- 0
- Total accounts
- 235
- AUM per client
- $792.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 142 | $147.38B |
| Pooled investment vehicles | 93 | $38.87B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 138 | 137 | decreased by1 |
| Apr 1, 2026 | Clients | 248 | 235 | decreased by13 |
| Apr 1, 2026 | AUM | $162,627,163,218 | $186,250,952,275 | increased by$23,623,789,057 |
| Apr 1, 2026 | Accounts | 248 | 235 | decreased by13 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 125 | 138 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 176 | 248 | increased by72 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $193,585,929,896 | $162,627,163,218 | decreased by$30,958,766,678 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 176 | 248 | increased by72 |
| Apr 1, 2022 | Employees | 113 | 125 | increased by12 |
| Apr 1, 2022 | Clients | 187 | 176 | decreased by11 |
| Apr 1, 2022 | AUM | $156,522,830,283 | $193,585,929,896 | increased by$37,063,099,613 |
| Apr 1, 2022 | Accounts | 187 | 176 | decreased by11 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NUVEEN FUND” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NUVEEN FUND” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.