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PRUDENT MAN INVESTMENT MANAGEMENT
Legal name: PRUDENT MAN INVESTMENT MANAGEMENT INC
CRD 104574File 801-33304
APPROVED
Retail clients
Filing as of Mar 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$390.2M
Below cohort median (national)
Discretionary AUM
$375.8M
Non-discretionary $14.3M
Clients
246
762 accounts
Employees
4
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Nov 21, 1988
- Principal office
- 927 MAIN STREET, LOUSIVILLE, CO, 80027
- Phone
- 303-436-1577
- Website
- HTTP://WWW.PRUDENTMAN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $390.2M
- Discretionary AUM
- $375.8M
- Non-discretionary AUM
- $14.3M
- Discretionary accounts
- 759
- Non-discretionary accounts
- 3
- Total accounts
- 762
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 106 | $310.9M |
| Pension and profit sharing plans | Fewer than 5 | $14.3M |
| Individuals (other than high net worth individuals) | 137 | $64.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.